VP, Compliance Specialist
Qualified candidates, please attach resume when applying.
Seeking a VP Compliance Specialist for a Leading Bank and Financial Services company in New York to help develop compliance efforts for various assigned business units and implement these improvements.
Analyze existing business legislation and other regulations to ensure compliance with requirements
Improve various controls of business units and document changes
Contribute to various tasks to improve compliance and enhance control environment
Analyze and maintain control process to ensure compliance with all regulations and build relationships with outside regulators and managers
Asses effectiveness of controls that ensure ongoing compliance with regulations
Prepare risk based reviews of regulatory requirements, concerning issues and control gaps and help prepare time sensitive reports and escalate issues to professionals
Bachelor’s degree; Business or Finance preferred and 5+ years’ of total work experience with a financial services, audit, or financial service compliance background
Experience with assigned products, services or business lines and relevant laws and regulations