Marketing Compliance Associate

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Job Identification Number: 293

Location: Austin, TX

Job Type: Direct Hire

Job Category: Financial Services

Qualified candidates, please attach resume when applying.

Overview:

A Leading Global Asset Management company seeks a Marketing Compliance Associate for their Texas office. The Marketing Compliance Associate will work closely with the Legal and Compliance departments to review marketing materials for compliance with policies and requirements. Responsibilities include assisting and implementing compliance requirements for the company’s investment activities and researching and recommending specific projects to boost compliance programs and processes. The ideal candidate has a Bachelor’s degree and 2-7 years’ experience in marketing compliance. Additional qualifications include knowledge of regulatory requirements and reviewing types of marketing collateral and investment products and strategies, as well as a strong sense of integrity, ability to work independently and with a team, and multi-task. A minimum of FINRA Series 7 is required.

Qualified candidates should send resumes to ws@rockwood-search.com. Please put your Name and “Marketing Compliance” in the subject line and attach your resume in word or PDF document form. Also include contact information, salary requirements and any applicable information in the body of the email.